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    • Home/
    • Compliance Officer at Norrenberger Financial Group

    Compliance Officer at Norrenberger Financial Group

    By Kunle Sanusi
    Compliance Officer at Norrenberger Financial Group
    05Oct, 2021
    • Full Time
    • Abuja
    • Posted 1 year ago

    An investment company is looking to recruit for the position of compliance officer.

    Norrenberger is a renowned, independent financial services firm that offers individualized financial solutions to individual and institutional clients. 

    Its component companies are licensed and regulated to provide Investment Banking, Fund Management, Financial Advisory, and Stockbroking services to its discerning clientele by either the Central Bank of Nigeria (CBN) or the Securities and Exchange Commission (SEC).

    Locations

    Abuja (FCT) & Lagos

    Key Responsibilities

    • Make a plan for annual compliance and put it into action.
    • Keep track of how clients complaint is solved.
    • Conduct ongoing compliance risk assessments of firm processes.
    • Build internal policies, procedures and serve as a liaison with all regulatory organizations.
    • Comply with regulators’ regulations and standards, create and review a compliance manual.
    • Keep the Company up to date on any regulatory changes or industry best practices, and assess the impact on current operations.
    • Oversee the organization’s compliance culture improvement.
    • Respond to regulatory investigations, findings, and inadequacies by coordinating with industry regulators and other agencies.
    • Execute compliance evaluations and compliance monitoring tasks.
    • Assist relevant units in meeting applicable statutory, regulatory and supervisory obligations.
    • Take part in Business Process Re-engineering exercises to ensure that controls are in place.
    • Review and ensure compliance with all relevant statutory laws and regulations that apply to the Company.

    Key Requirements

    • Minimum of 5 years relevant experience in the Capital Market.

    Soft Skills

    • Strong interpersonal communication skills.
    • Leadership skills.
    • Problem-solving skills.
    • Attention to detail.
    • Result-oriented.
    • Critical thinking.
    • Negotiation skills.
    • Persuasive skills.

    Technical Skills

    • Excellent writing skills.
    • Proficient with the use of Microsoft Office tools.
    • Basic understanding of the Nigerian Capital Market.
    • Technical proficiency in the development and implementation of the compliance programme.
    • Ability to engage with regulators and law enforcement agents.
    • Ability to provide technical guidance and direction in financial services control and compliance, particularly in the Capital Markets.

    Qualifications

    • B.Sc in Accounting / Business Administration or any other discipline.
    • Professional qualifications such as ICAN, ACCA, CIS.

    Application Deadline

    9th October 2021.

    Compliance Officer at Norrenberger Financial Group

    Method of Application

    Interested and qualified candidates should send their CV to: recruitment@norrenberger.com using the Job Title as the email’s subject.

    Recommended training programmes:

    Get trained before you apply for this job. Register for the following courses to qualify for this job vacancy:

    Soft Skills Training

    Soft Skills Training – Leading through Influence – assist2hirelearning

    Business Writing

    Write Like a Pro – The Business Writing Course – assist2hirelearning

    Ways to answer interview questions

    Improve your Interviewing Skills – assist2hirelearning

    To apply for this job email your details to recruitment@norrenberger.com

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